Last updated on 1 March 2010
The Materials and Articles in Contact with Food (Scotland) Regulations 2010
All comments and views should be sent to
Contaminants, Hygiene, Additives & Shellfish Branch
Food Standards Agency Scotland
6th Floor, St Magnus House
25 Guild Street
Tel: 01224 285170
Fax: 01224 285168
Responses are requested by: 25 May 2010
Who will this consultation be of most interest to?
Enforcement authorities involved in the enforcement of the law governing these materials and articles. Businesses that manufacture, use and import active and intelligent materials and articles intended to come into contact with food will want to be aware of them and the associated guidance.
What is the subject of this consultation?
Provisions for the enforcement in Scotland of the requirements of Commission Regulation (EC) No. 450/2009 on active and intelligent materials and articles intended to come into contact with foods and the associated guidance. New offences for breaching the regulation, some defences against prosecution and penalties for the Courts to apply.
What is the purpose of this consultation?
To seek comments from enforcement authorities and businesses on the proposed Regulations and the associated guidance, to make businesses aware of the requirements and to provide opportunity for interested parties to comment on the proposals and the draft guidance.
The Food Standards Agency Scotland would welcome your comments on the proposed Materials and Articles in Contact with Food (Scotland) Regulations 2010, which can be found at Annexe B via the link below. The proposed Regulations will provide for the enforcement of certain provisions of Commission Regulation (EC) No. 450/2009 on active and intelligent materials and articles intended to come into contact with foods ('the AIM Regulation'), by designating the appropriate enforcement authorities in Scotland and by attaching penalty provisions to the substantive requirements of the AIM Regulation. Comments are also requested on the Regulatory Impact Assessment (RIA), which can be found at Annexe C via the link below. In the latter case, we would particularly welcome comments on any cost implications that may arise from this proposal.
The AIM Regulation was published in the Official Journal (OJ) of the European Union (EU) on 30 May 2009 (Ref OJ, 30.05.2009, L135 pg 3-11), and came into force on 20 June 2009 and is directly applicable throughout the European Union. Copies of the AIM Regulation can be freely accessed and downloaded from the following European Commission via the link below.
The Food Standards Agency in England, Wales and Northern Ireland will each consult on parallel but separate Regulations that will apply in their territories. Comments are also requested on the draft guidance notes attached at Annexe E (see paragraph 11) via the link below. The draft Guidance notes accompany the proposed Regulations; When submitting comments, please indicate whether you are commenting on the guidance notes or the draft Regulations.
The general principles on all food contact materials and articles intended to come into contact with foodstuffs are established in Regulation (EC) No. 1935/20041 (“the framework Regulation”). This lays down the framework for the regulation of all materials and articles intended to come into contact with food, including those classed as ‘active’ or ‘intelligent’. The AIM Regulation is a specific measure within the meaning of Article 5(1)(b) of the framework Regulation. This establishes specific rules for active and intelligent materials and articles to be applied in addition to the general requirements established in the framework Regulation for their safe use.
Details of the AIM Regulation are:
The AIM Regulation puts in place safety requirements that have to be met by businesses seeking to place on the market active and intelligent food packaging systems that give the foods they contain longer shelf life, enhanced qualities and that give businesses and consumers better information regarding the condition of the packaged food. The requirements prevent businesses misleading consumers about the product they are buying. They also lay down the procedure that manufacturers of such packaging systems must follow to have their product authorised at EU level and provide for dates by which goods must comply with these regulations and when goods will be in breach of them.
The AIM Regulation also requires that only substances in the Community list of authorised substances may be used in components of active and intelligent materials and articles. In order for substances to be included in the Community list, specific conditions must be met and these have to satisfy the requirements of Article 3 and, where they apply, Article 4 of the framework Regulation for their intended use.
The Community list will be established in agreement with the member states, with detail on the deadlines by which events pertaining to the list must be completed and the procedures for drawing up the list. The list will be drawn up in accordance with the applications made under Articles 9 of the framework Regulation and adopted by the Commission under the procedure set out in Articles 10 and 11 of that Regulation.
Applications for the inclusion of substances in the EU list must be submitted within 18 months of the publication of the European Food Safety Authority (EFSA) Guidelines for safety assessment of substances – that is to say by 31 May 2011. The EFSA guidelines were issued on 30 November 2009 and are available on the Commission website via the link below.
The AIM Regulation puts in place a transitional period whereby active and intelligent materials and articles that are labelled in accordance with the framework Regulation and placed on the market prior to 19 December 2009 are permitted to be sold until stocks are exhausted. Furthermore, until the date of application of the EU list, released active substances are to be authorised and used in accordance with the relevant Community provisions applicable to food (i.e. legislation on food additives and enzymes), and must comply with the provisions of the framework Regulation and its implementing measures. A released active substance shall be considered as an ingredient within the meaning of Directive 2000/13/EC and subject to the provisions of that Directive.
More detailed information on the requirements of the AIM Regulation can be found in the RIA.
1 OJ Ref L338, 13.11.2004
The proposed Materials and Articles in Contact with Food (Scotland) Regulations 2010 will newly provide for the enforcement in Scotland of those provisions contained in the AIM Regulation that were not initially enforced by the Materials and Articles in Contact with Food (Scotland) Amendment Regulations 2009. They also remake provisions of the 2007 Regulations, as amended, that remain extant.
- To provide for the enforcement of the remaining provisions contained in the AIM Regulation, by designating local authorities as having responsibility for the enforcement of these provisions in Scotland
- To provide for offences under the Regulation and for defences against an alleged offence in particular circumstances
- To specify the penalties that the Courts may impose upon conviction for an offence
- To revoke The Materials and Articles in Contact with Food (Scotland) Regulations 2007 and its 2009 amendment Regulations and remake, with necessary amendments, taking into account the remaining enforcement provisions of the AIM Regulation
- To issue guidance to help enforcement authorities
The Agency believes that the adoption of these proposals provides for the continuation of consumer protection through enforcement of rules that protect consumers against dangerous levels food contamination by the adventitious migration into food of chemicals whose ingestion would carry serious long term and unacceptable risk to consumer health, in particular amongst vulnerable people. The introduction of harmonised statutory controls would reduce the potential for uncertainty or dispute in relation to safe levels of substances migrating from active or intelligent materials and articles.
An earlier consultation was carried out in August 2009 on the enforcement of a number of provisions in the AIM Regulation. Those provisions related to particular labelling and declaration requirements for goods placed on the market. Article 14 of the AIM Regulation required that Articles 4(f), 11(1) and (2), 12 and 13 shall apply from 19 December 2009. These specifically concerned the labelling of parts of the packaging that could be wrongly taken by some consumers to be edible, the written declaration of legal compliance to accompany active and intelligent materials and articles prior to retail sale, and the production, to enforcement authorities on request, of supporting documentation to substantiate the declaration of compliance. These provisions had to be in place by 19 December 2009 to ensure that enforcement authorities had the necessary powers to act under the AIM Regulation at the time they came into force.
The Materials and Articles in Contact with Food (Scotland) Amendment Regulations 20092 provided for the enforcement of the above provisions in Scotland.
2 Scottish Statutory Instrument No. 2009/426
During the course of negotiations with the European Commission, officials of the Agency have frequently conveyed information to interested organisations; including industry, research institutes, consumer groups, enforcement authorities and any other parties with an interest and policy issues related to food contact materials. Earlier stages in the development of these proposals have been subject to two previous consultations, one in 2006 and again in 2008, when these proposals were last amended. These previous consultations did not raise any adverse comments from stakeholders.
The informal consultations carried out in 2006 and 2008 did not raise any pertinent issues about cost the implications in relation to the AIM Regulation from enforcement authorities or businesses. There were however, several comments on points of detail from the 2008 consultation that were noted and, where they did not affect overall UK negotiating lines, were raised in discussions with the Commission and other EU Member States and, in some cases small changes to the text of the AIM Regulation resulted.
Questions asked in this consultation:
- Is our assumption that there are no new or additional costs associated with the proposed Regulations an accurate assessment with regard to enforcement authorities, other than reading and familiarising with the proposed Regulations? If you disagree with this assessment, please provide evidence to support your views.
- Is our assumption that there are no new or additional costs associated with the proposed Regulations statement accurate assessment for businesses, other than reading and familiarising with the proposed Regulations? If you disagree with this assessment, please provide evidence to support your view.
- Is our assumption that there are no new or additional administrative burdens associated with the proposed Regulations a reasonable one for both enforcement authorities and businesses? If you disagree with this assessment, please provide evidence to support you views.
- If you believe that the proposed Regulations do introduce any new administrative costs, over and above what a business would do in the normal course of their commercial activity, please provide evidence to support your views.
- We would now welcome comments on the proposed Regulations in so far as they relate to the remaining provisions for enforcement, defences and penalties. We would also welcome comments on any costs likely to be incurred in implementing the enforcement proposals. Although costs arising from the need to comply with the AIM Regulation are not strictly part of the consultation, any that can be provided will help us to provide a full picture of any burdens (particularly administrative burdens) placed upon those affected by the proposals. Where the costs for compliance relate to the AIM Regulation itself, they should be shown under separate headings from those attributable to the enforcement issues dealt with the proposed Regulations for Scotland, which are the subject of this consultation. If these costs are indivisible or unquantifiable, this should be made clear.
- Any other comments you are able to provide in relation to the proposed Regulations would be helpful. We would be particularly keen to hear from small businesses on any like impact of the Regulations and would encourage them to comment on all aspects of the proposal and its intended effect.
- We would also welcome any comments on the industry guidance (which can be found at Annexe E via the link below). Although the guidance is primarily aimed at enforcement authorities on new powers and responsibilities, it may also however, be of use to others with an interest in the legislation.
In particular we would welcome your views on:
- the content and form of the guidance
- the layout of the guidance
- the clarity of the guidance
- whether any more simplified guidance is needed for small businesses or for particular business sectors and, if so, what form you think that guidance should take
Industry guidance on the draft Materials and Articles in Contact with Food (Scotland) Regulations 2010
The guidance notes have been produced to explain clearly the legal requirements of the Materials and Articles in Contact with Food (Scotland) Regulations 2010. Every effort has been made to ensure that these guidance notes are as helpful as possible. They cannot cover every situation and you may need to consider the relevant legislation itself to see how it applies in your circumstances. If you do follow the guidance notes they will help you to comply with the law. Business with specific queries may wish to seek the advice of their local enforcement agency, which will usually be the environmental health department of the local authority.
Responses are required by close of Tuesday 25 May. Please state, in your response, whether you are responding as a private individual or on behalf of an organisation/company (including details of any stakeholders your organisation represents).
This consultation has been prepared in accordance with the HM Government Code of Practice on Consultation, which states that a consultation must follow better regulation best practice, including carrying out an Impact Assessment (Regulatory Impact Assessment in Scotland). The assessment is included in the consultation documents.
We are interested in what you thought of this consultation and would therefore welcome your general feedback on both the consultation package and overall consultation process. If you would like to assist us to improve the quality of future consultations, please feel free to share your thoughts with us by using the consultation feedback questionnaire.
Publication of personal data and confidentiality of responses
In accordance with the FSA principle of openness we shall keep a copy of the completed consultation and responses, to be made available to the public on request. The FSA will publish a summary of responses, which may include personal data, such as your full name. Disclosure of any other personal data would be made only upon request for the full consultation responses. If you do not want this information to be released, please complete and return the Publication of Personal Data Form. Return of this form does not mean that we will treat your response to the consultation as confidential, just your personal data.
Publication of response summary
Within three months of a consultation ending we aim to publish a summary of responses received and provide a link to it from this page.
If, after three months, the summary is still not showing, please contact the person who was responsible for the original consultation. Alternatively, you can contact the FSA Consultation Co-ordinator by email: email@example.com